|
Tech Tools Can Help Avoid Pay-to-Play Trap
|
Tech Tools Can Help Avoid Pay-to-Play Trap
Violating the SEC’s new pay-to-play rules can mean severe economic consequences for advisers.  Dow Jones reporter Suzanne Barlyn discusses with Larry Goldfarb, senior sales executive for Star Compliance, Inc.
Video Length: 219
Date Found: July 13, 2011
Date Produced: July 13, 2011
View Count: 12
|
|
|
|
|
I got punched by an old guy, for farting near his wife. Read MoreComic book creator Stan Lee talks the future of the medium in the digital age. Panelists Zachary... Read MoreThe U.S. launch of Spotify is still on music lovers' minds. Join Zachary Levi, from NBC’s... Read MoreTuesday: Rupert Murdoch testifies before Parliament on the hacking scandal that brought down "News... Read MoreAfter a long slump, the home construction industry may be showing signs of life. But as Bill... Read More | 1 2 3 4 5 |
|
|
|