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Tech Tools Can Help Avoid Pay-to-Play Trap
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Tech Tools Can Help Avoid Pay-to-Play Trap
Violating the SEC’s new pay-to-play rules can mean severe economic consequences for advisers.  Dow Jones reporter Suzanne Barlyn discusses with Larry Goldfarb, senior sales executive for Star Compliance, Inc.
Video Length: 219
Date Found: July 13, 2011
Date Produced: July 13, 2011
View Count: 11
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